cs professional SECRETARIAL AUDIT COMPLIANCE MANAGEMENT AND DUE DILIGENCE


Posted on 10-04-2016        By ADMIN

cs professional SECRETARIAL AUDIT COMPLIANCE MANAGEMENT AND DUE DILIGENCE notes paper Prepare a checklist of compliances with the following aspects, for the purpose of secretarial audit. (i) Alteration of Articles of Association. (ii) Reduction of capital. (iii) Inter-corporate loans and investments (iv) Acceptance of public deposits The Institute of Company Secretaries of India has issued Secretarial Standards with respect to transmission of shares. Explain the salient features. Foreign currency convertible bonds are Foreign Direct Investments. (ii) Issue of non-convertible debt instruments are regulated by SEBI (ICDR) Regulations 2009. (iii) Shares of Small and Medium Enterprises (SMEs) can be listed only at SME trading platform created by stock exchanges. (iv) The threshold limits with respect to takeover of companies are specified under SEBI (SAST) Regulations 2011. (v) Dominance is not punishable, but when it is abused it is punishable. (a) What is the impact of due diligence on valuation of a target company? Describe the process involved in the issue of Indian depository Receipts. Discuss the Corporate Governance Due diligence with respect to Transparency and Disclosures. (5 marks each) 5, (a) What is the need for carrying out a competition law due diligence? (5 marks) (b) Draft a Compliance Management Programme for a listed company, having Foreign Direct Investment. download free cs professio0nal notes


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